Course Resources for Outside Director/Proxy Holder Baseline Training – IS175.CU

• Outside Director/Proxy Holder Baseline Training Glossary

OD/PH Training Module 1 – Introduction to DCSA, FOCI, and FOCI Mitigating Agreements (IS183.16)

• OD/PH Training Module 1 Student Guide
• Affiliate Operations Plan (AOP)
• Comparison: Special Security Agreement & Proxy Agreement
• Electronic Communication Plan (ECP)
• Facilities Location Plan (FLP)
• FOCI Mitigation Instruments
• Identify FOCI Mitigation Instruments Job Aid
• Majority Ownership Agreements Job Aid
• NISPOM: DoD 5220.22-M
• SF 328, Certificate Pertaining to Foreign Interest
• SF 328 Completion Instructions
• Technology Control Plan (TCP)
• Visitation Plan (VP)

OD/PH Training Module 2 – Administering the FOCI Agreement and Compliance (IS184.16)

• OD/PH Training Module 2 Student Guide
• Basic Business Structure and Governance Documents Job Aid
• CAGE Code Job Aid
• Provisions of the FOCI Mitigation Agreement Job Aid

OD/PH Training Module 3 – Roles and Responsibilities of the Government Security Committee (IS185.16)

• OD/PH Training Module 3 Student Guide
• Affiliate Operations Plan (AOP) and Template
• DD Form 441
• DD Form 441-1
• Duration of Visits Job Aid
• Electronic Communication Plan (ECP)
• Facilities Location Plan (FLP)
• Routine Visits Job Aid
• Technology Control Plan (TCP)

OD/PH Training Module 4 – Additional Responsibilities of Proxy Holders and Voting Trustees (IS186.16)

• OD/PH Training Module 4 Student Guide
• Proxy Agreement
• Voting Trust Agreement

OD/PH Training Module 5 – Security Reviews and Best Practices at FOCI Companies (IS187.16)

• OD/PH Training Module 5 Student Guide
• ISL 2006-02
• Initial/Annual Agreement Meeting Checklist Job Aid
• Proxy Agreement Compliance Checklist Job Aid
• Sample Review Questions for Cleared Subsidiaries Under FOCI Job Aid
• Security Control Agreement Compliance Checklist Job Aid
• Self-Inspection Handbook for NISP Contractors
• Special Security Agreement Compliance Checklist Job Aid
• Voting Trust Compliance Checklist Job Aid
• DCSA Security Review Rating Matrix

OD/PH Training Module 6 – Initial Meeting, Annual Compliance Report, and Annual Meeting (IS188.16)

• OD/PH Training Module 6 Student Guide
• Annual Implementation & Compliance Report Checklist Job Aid
• Annual Implementation & Compliance Quick Look